Robert Cargin

Robert Cargin

President

 

Licenses - Series 7, 4, 28, 24, 53, 65, 63, 79 - Undergraduate from Coe College in '86 and an MBA from Capital University in 1993.

Over the past 30 years, Mr. Cargin has been involved in all facets of the securities industry through multiple roles in organizations including, independent broker-dealers, bank owned broker-dealer, and a wire-house firm. Starting out as an Account Executive in 1988, evolving to Compliance Officer, Trading Desk Manager, and Business Development with Community Banks, and most recently as B/D President, FINOP, and operating his Asset Management Company. Mr. Cargin's vision is to provide our representatives efficient and secure back-office support, industry leading workstation technology, clearance and execution services along with access to the products necessary to achieve success for their clients first and ultimately themselves. We're excited about the future.

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck